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- American Psychiatric Association Annual Meeting
- Toronto, Canada
- May 21, 2006
- Today’s Faculty:
- Frank Yeomans, M.D.
- Eve Caligor, M.D.
- John Clarkin, Ph.D.
- info@borderlinedisorders.com
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- Describe BPD and BPO
- Understand concepts of object relations theory and techniques of TFP
- Apply a treatment contract
- Identify strategies, tactics and techniques of TFP
- Identify and manage crises
- Understand use of pharmacotherapy
- Identify patterns of change in treatment
- Understand current research data
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- I. Borderline Personality – Phenomenology
- II. The Object Relations Model
- III. Treatment Strategies
- IV. Treatment Techniques – 1
- Clarification, Confrontation, Interpretation and Transference Analysis
- V. Treatment Techniques – 2
- Technical Neutrality and Countertransference
- VI. Treatment Tactics – 1
- The Treatment Contract
- VII. Treatment Tactics – 2
- VIII. Medication and Complications of Treatment
- IX. Research Questions, and Some Answers
- X. Discussion
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- Dispositional or trait theory approach: goal is to characterize people
in terms of a comprehensive but small set of stable behavioral
dispositions
- Processing approach: personality as a system of mediating units
(expectancies, goals, motives) and psychological processes
(cognitive-affective units) that interact with the situation
- Mischel & Shoda, 1999
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- Organized pattern and sequence of activation of cognitive-affective
mental representations
- Behavioral expressions of individual’s processing
- Perceptions of self across situations
- Particular environments the individual seeks out and constructs
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- Personality is the integration of all the psychological functions of the
individual. It is the dynamic organization of character traits
- Personality involves:
- The subjective experience of one’s internal needs
- Assessment of and adaptation to the environment
- Ref: Kernberg & Caligor (2005). A psychoanalytic theory of
personality disorders. In: Major Theories of Personality Disorders, 2nd
Ed. Eds: Clarkin & Lenzenweger. NY, Guilford, 115-156.
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- Temperament / Reactivity – thresholds and rythym of perceptual,
behavioral, cognitive and affective intensity. The combination of
temperament and interactions with caregivers leads to the
internalization of perceived interactions. These determine habitual
behaviors, or character traits
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- Character is the integration of character traits and the behavioral
manifestation of Identity
- Intelligence – the potential for cognitive assessment
- Ethical Value systems (“superego”)
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- Rigidity of Personality – poor adaptation
- Inhibition of normal behaviors
- Exaggeration of certain behaviors
- Secondary defenses against inhibitions/fears (reaction formations)
- Oscillation, contradictory behaviors
- Given the above, vicious circles develop: abnormal behaviors elicit
abnormal responses
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- 10 distinct disorders with their own polythetic criteria
- Grouped into 3 clusters based on descriptive similarities, with no
consistent validation
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- Atheoretical
- Mixture of symptoms, attitudes, behaviors, traits
- Polythetic (heterogeneous) classification
- Ignores the meaning of behaviors
- Leaves out many important areas of life, e.g., sexuality, intimacy,
quality of object relations, self-esteem
- Rampant co-morbidity
- Ignores organization; just lists symptoms
- Not used systematically by
clinicians
- Not sufficient for treatment planning
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- DSM-IV
- ICD-10
- -----------------------
- Advantage: the medical model likes categories
- Disadvantage: the problem of
- co-morbidity
- 5 Factor Theory:
- Conscientiousness
- Amiability
- Openness
- Extraversion
- Neuroticism
- Advantage: more reliable
- Disadvantage: the problem of the clinical usefulness of the factors
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- Neurotic level of personality organization
- Borderline level of personality organization:
- High level borderline
- Low level borderline
- Psychotic level of personality organization
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- Basic Characteristics
- Identity Diffusion vs. integrated view of self and others (internal
sense of continuity)
- Primitive Defenses
- Decreased Reality Testing
- Differentiation of self from non-self
- Internal from external reality
- Empathy with social criteria of reality
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- No integrated concept of self
- No integrated concept of significant others
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- Primitive Defenses – these distort the immediate interaction
- Splitting
- Idealization/devaluation
- Projective identification
- Omnipotent control
- Denial
- Non-primitive Defenses
- Repression
- Rationalization
- Reaction formation
- Healthy Defenses
- Anticipation, humor, suppression, sublimation
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- Differentiation of self from non-self
- Internal from external reality
- Empathy with social criteria of reality
- Affect
- Thought content
- Way of talking
- When evaluating, look at what’s inappropriate in affect, thought,
behavior
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- Nonspecific ego weakness
- Lack of impulse control, anxiety tolerance
- Disturbed object relations
- Difficulties with work and love
- Sexual pathology (Two levels: inhibition of all sexual functioning;
chaotic sexuality)
- Pathology of moral functioning
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- Relationship between familiar, prototypic, personality types and
structural diagnosis.
- Severity ranges from mildest, at the top of the page, to extremely
severe at the bottom. Arrows indicate range of severity.
- Kernberg & Caligor (2005). A psychoanalytic theory of personality
disorders. In: Major Theories of Personality Disorders, 2nd
Ed. Eds: Clarkin & Lenzenweger. NY, Guilford, 115-156.
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- Continuities and clinically relevant relationships among the personality
disorders.
- Gray lines indicate clinically relevant relationships among disorders.
- Ref: Kernberg & Caligor (2005). A psychoanalytic theory of
personality disorders. In: Major Theories of Personality Disorders, 2nd
Ed. Eds: Clarkin & Lenzenweger. NY, Guilford, 115-156.
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- Identity
- Object Relations
- Defenses-Coping and Rigidity
- Ethical Functioning
- Aggression
- Reality Testing
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- Complex etiology: no single pathway
- Genetic Disposition
- Neurotransmitter Systems
- Abnormal Affectivity: Negative affects, aggression, and abnormal
control of affects
- Temperament
- Object Relations
- Insecure Attachment/Early family disruptions/
- Trauma/Abuse
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- Psychopharmacology
- SSRI’s, Low-dose Neuroleptics, Mood Stabilizers
- Psychotherapy
- Cognitive Behavioral
- Dialectical Behavior Therapy (Linehan)
- Others
- Psychodynamic
- Supportive Psychotherapy (Rockland)
- Mentalization-Based Psychotherapy (Batemen &Fonagy)
- Transference-Focused Psychotherapy (Us)
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- Pervasive aggression
- Antisocial features
- Secondary gain (chronic support system)
- Severely restricted object relations
- No love life; low attractiveness
- Low intelligence
- No work or shifting lifestyle
- Negative therapeutic reaction
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- The concept of the split internal psychological structure as the basis
for the clinical picture of borderline pathology described thusfar.
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- From Splitting to Integration
- (from the Paranoid-schizoid position to the Depressive position)
- From the projection of motivations to the capacity to hold
responsibility for one’s thoughts, feelings, actions.
- -----------------------------------------
- Why the focus on the transference (the patient’s immediate experience of
self and other with the therapist)?
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- S = Self-Representation
- O = Object - Representation
- a = Affect
- Examples
- S1 = Meek, abused figure
- O1 = Harsh authority figure
- a 1 = Fear
- S2 = Childish-dependent figure
- O2 = Ideal, giving figure
- a2 = Love
- S3 = Powerful, controlling
figure
- O3 = Weak, Slave-like figure
- a3 = Wrath
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- Experience of Self
- …and of therapist
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- A treatment that has been developed in a clinical research context over
the past 25 years
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- Naughty, sexually excited child Seductive parent
- Dependent, gratified child Perfect provider
- Child longing to be loved Withholding parent
- Controlling, omnipotent self Impotent parent
- Friendly, submissive self Doting, admiring parent
- Aggressive, competitive self Punitive, sadistic parent
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- Clarifying, confronting, and interpreting
- Conducting transference analysis (systematic analysis of distortions in
the relationship)
- Managing technical neutrality (attitude of concerned objectivity; not
drawn into patient’s problems)
- Utilizing countertransference awareness
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- This technique is requesting clarification, not offering clarification
- The therapist must resist the counter-transference pull to be the
omniscient other
- In addition to eliciting data, this technique serves to elaborate the
patient’s distortions (especially in the transference) more fully
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- The therapist observes:
- 1 – the patient’s verbal communication
- 2 – the patient’s non-verbal communication
- 3 – his/her countertransference
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- This technique is not a hostile challenge, but rather an honest inquiry
into an apparent contradiction in the patient’s communication
- It is an invitation for the patient to reflect
- It is assumed that the different elements of the contradiction represent
aspects of the self that are split off from one another
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- The contradiction can be within one channel of communication: “You said
earlier that I was a terrific therapist, now you’re saying I’m
worthless….”
- Or the contradiction can be between different channels of communication:
“You’re saying you’re furious, but you’re looking at me with a smile….”
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- A hypothesis about unconscious determinants of present experience
- An attempt to increase awareness of the impact of unconscious material
on the patient’s thoughts, affects, and behaviors
- Interpretations address and attempt to resolve psychological conflicts
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- In borderline patients, conflicts are based on the lack of identity
integration and are manifested in the diverse dyads that emerge in the
transference
- Interpretations attempt to explain the motivations for maintaining
splitting defenses as the basis of the patient’s psychological structure
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- Depth of interpretation
- Surface to depth = defense before impulse, except in crises
- Timing and tempo of interpretations
- Early interpretations focus on the “here and now”
- Later interpretations link the “here and now” to the past
- Accuracy of interpretation
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- Understand/Identify self state in the moment
- Elaborate understanding of the therapist
- Consider therapist’s experience of the moment, and that it may be
different from the patient’s
- Contrast the immediate experience of self and of therapist with that at
other times (address splits)
- Consider reasons for splits
- Put the above in the context of other relations
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- On-going analysis of distortions of a “normal” relationship in the
treatment setting (“How would a ‘normal’ person react in this
situation?”)
- Link these distortions to similar distortions in the patient’s relations
outside of the therapy
- The difficulty with narcissistic patients (the non-relation is the
relation)
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- What is technical neutrality?
- What are the functions of technical neutrality?
- When do I deviate from technical neutrality? (Introducing a parameter)
- How can I reestablish technical neutrality after I have introduced a
parameter?
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- A therapist who intervenes from a position of technical neutrality
avoids siding with any of the forces involved in the patient’s conflicts
- Neutrality means maintaining the position of a neutral observer in
relation to the patient and his difficulties as they unfold in the
transference (implies the third position)
- When working from a position of technical neutrality the therapist is
aligned with the patient’s “observing ego”, and encourages its growth
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- Do not side with the forces involved in patient’s conflicts
- The part of the patient pushing for instinctual expression
- The part of the patient wanting to inhibit instinctual expression
- The reality demands placed on the patient
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- Encourages redirection of patient’s conflicts into the therapy
- Allows therapist to diagnose internal object relations dominant at any
given moment
- Strengthens patient’s observing ego
- Interpretations presented from a position of neutrality facilitate
integration of split off internal object representations
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- In a neutral intervention, the therapist:
- Supports the observing ego
- Points out the division within the patient
- Describes the two sides of the division without siding with one or the
other
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- Deviations from neutrality are part of the treatment strategy of TFP
- They attempt to control dangerous acting out that cannot be contained by
confrontation and interpretation
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- Threat to safety of patient
- Threat to safety of others
- Threat to continuation of the treatment
- Confrontation and interpretation fail to contain acting out
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- Attempt to control acting out from a position of technical neutrality
using clarification, confrontation and interpretation
- Introduce parameter, explaining why
- Return to transference, making link between deviation from neutrality
and self and object representations externalized in transference
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- Acknowledge the deviation and explain why it was necessary
- Explore the meanings patient attributes to therapist’s actions
- (Therapist-protector to child/patient)
- Confront and interpret conflict that has been externalized
- (Responsible mother vs. negligent mother)
- Link to underlying transferences
- (Negligent therapist-mother)
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- Technical neutrality is essential to therapist’s stance in TFP since it
facilitates analysis of transference
- Deviate only when patient’s acting out
poses threat to patient, to others or to the treatment
- Reinstate neutrality when parameter no longer needed
- Unnecessary deviations from neutrality result from countertransference,
and often result in sliding into a more supportive therapy
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- When evaluating countertransference, consider the therapist’s total
emotional reaction to the patient
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- Therapist’s total emotional reaction to patient
- “Countertransference in the broad sense”
- Therapist’s transference to patient
- Classical view is “therapist-focused”
- Therapist’s reactions to patient’s transference
- Kleinian view is “patient-focused”
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- Countertransference to borderline patients says more about patient than
it says about therapist.
- Borderline patients defensively project aspects of their inner worlds
into therapist.
- Primitive defenses involve affecting therapist
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- Concordant Identification
- Therapist identifies with patient’s self
- experience
- Complementary Identification
- Therapist identifies with patient’s
- internal and external objects
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- Rapidly developing
- Intense
- Unstable
- Confusing
- Pressure to “Do something”
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- Countertransference, used correctly, is the“Third channel of
communication” serving as essential source of information about
patient’s inner world and object relations activated in the transference
- When not used correctly, Countertransference can disrupt therapist’s
ability to understand patient’s inner world and to effectively
communicate with patient
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- Borderline patients express in action what they cannot express in words
- Dominant affective themes and object relations are expressed through
inducing thoughts and feelings in therapist
- To clarify how patient is experiencing therapist in the transference,
ask “How am I being made to feel?”
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- The therapist “metabolizes” the patient’s
- projections in the countertransference
- Allows that patient to affect him internally
- Tolerates his emotional experience without turning to action
- Reflects upon what the patient has stimulated in him and what this might
say about the object relation enacted in the transference
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- Careful assessment
- Clear treatment contract and frame
- Explicit theory of technique
- Consultation or peer supervision
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- Acute countertransference reactions
- Affect the therapist moment-to-moment
- Rapidly shifting with borderline patients
- Mirrors shifting developments in the transference
- Affective intensity
- Can be difficult to contain
- Chronic countertransference reactions
- Affect the therapist over periods of time
- Stable attitude on the part of the therapist
- May be subtle / typically not highly affectively charged
- Can be difficult to notice / often with the aid of a consultant
- Reflects therapist’s characteristic response to transference
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- Countertransference is most common cause of unnecessary deviations from
neutrality
- It is only from a position of neutrality that the therapist can reflect
upon and metabolize countertransferences to deepen his understanding of
the patient
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- Defining patient and therapist responsibilities
- Protecting therapist’s ability to think clearly
- 3. Providing a safe place for the patient’s dynamics to unfold
- Setting the stage for interpreting the meaning of deviations from the contract
- Providing an organizing therapeutic frame that permits therapy to become
an anchor in the patient’s life
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- Patient Responsibilities
- Attendance and participation
- Paying fee
- Reporting thoughts and feelings without censoring
- Therapist Responsibilities
- Attending to the schedule
- Making every effort to understand and, when useful, comment
- Clarifying the limits of his/her involvement
- Predicting Threats to the Treatment
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- Therapist presents a part of the contract
- Patient responds to those conditions of treatment
- Therapist pursues elaboration of patient’s response
- Consensus -- or not
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- Suicidal and self-destructive behaviors
- Homicidal impulses or actions, including threatening the therapist
- Lying or withholding of information
- Substance abuse
- Eating disorder - uncontrolled
- Poor attendance
- Excessive phone calls or other intrusions into the therapist’s life
- Not paying the fee or arranging not to be able to pay
- Problems created external to the sessions that interfere with therapy
- A chronically passive lifestyle, favoring secondary gain of illness
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- Scenario I
- The patient experiences suicidal ideation and feels he can control his
behavior
- The patient does not call the therapist and discusses it in the next
session
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- Patient calls therapist, who reminds him of contract.
- Patient goes to ER
- OR
- II. Pt. refuses. Tpist does what
is necessary in the moment, then, when the treatment frame is back in
place, discusses with the patient if therapy can continue
- Patient takes self to ER.
- Pt. is discharged from ER and attends next session
- OR
- II. Hospitalization recommended
- Pt. agrees and resumes therapy upon discharge
- OR
- Pt. refuses, ending the therapy
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- Pt. calls family, friend, 911, etc. to get to hospital for eval.
- Decision to admit or not admit
- Pt. calls therapist, who does all he can to help save the pt’s
life. Then, when calm and
neutrality re-instituted, therapist addresses possibility of continuing
treatment or not
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- Some patients do not believe that others mean what they say
- Therapist response: Point out the risk and consequences of this
- Breaking the contract may be an attempt to get out of the therapy and
“blame” the therapist for it
- Therapist response: interpret the patient’s ambivalence about therapy
and reasons for resistance
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- 1 -Verbal
- 2 -Non-verbal
- 3 -Countertransference
- Any of the channels may seem blocked (1-patient silent; 2-patient
robotic; 3- therapist somnolent or indifferent)
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- Economic principle: intervene where there is the most affect
- Dynamic principle: 1) conflict: defensively activated object relation
and impulsive object relation; 2) go from defense (surface) to impulse
(depth)
- Structural principle: structural aspects of defense and impulse. One
object relation that defends against another – which is the healthier
side?
- The hierarchy of thematic priorities
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- Obstacles to Transference Exploration – alarm signals
- suicide or homicide threats
- Threats to treatment continuity (inc. financial probs, plans to move, requests to meet less
often)
- dishonesty or deliberate withholding in sessions (e.g., lying to the
therapist, refusing to discuss certain subjects, silences occupying
most of the sessions)
- contract breaches (e.g., failure to act on other parts of treatment
such as AA, failure to take prescribed meds)
- in-session acting out (e.g., abusing office furnishings, refusing to
leave at the end of the session, shouting)
- narcissistic resistances
- non-lethal between-session acting out
- non-affective or trivial themes
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- Overt Transference Manifestations
- verbal references to therapist
- nonverbal references to the therapist (e.g., positioning body in
overtly seductive manner)
- as inferred by therapist (e.g., references to other doctors, to figures
of authority, etc.)
- the patient’s way of being with the therapist
- Nontransferential Affect-Laden Material
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- The patient tests/challenges the contract
- Early emphasis on nonverbal and counter-transference channels of
communication
- Decrease in acting out
- Increasing awareness of the importance of the therapist for the patient,
and defenses against this (attachment themes); increase in affect
intensity
- Interpretation of defenses against integration
- A cycle where the problematic dynamics reappear, but in a more contained
and limited way
- Practical problems stemming from earlier life choices that no longer
“fit” well
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- The patient oscillates between projecting the bad object, seeing the
other as persecutor, and experiencing it internally as a vague sense of
badness or depression
- There is an alternation of negative and positive transferences
- The patient become more aware of denied/rejected parts of the self (the
“other half” of the dyad)
- Integration proceeds, but in a “two steps ahead and then one step back”
fashion (i.e., progress toward integration is often followed by partial
regression to the split state)
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- As therapy progresses, discussion evolves from an early focus on the
“here and now” to include:
- The “here and now” in the transference
- The patient’s current life outside of treatment
- Screen memories
- The genetic past
- Dreams and fantasy material
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- Every separation (end of session, vacation, etc.) can bring up the
dynamics of termination
- Successful termination involves successful internalization and
integration
- Termination involves the dynamics of healthy vs. pathological mourning
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- Overall approach
- Reduce unnecessary medication use
- Medicate target symptoms
- Understand the dynamics of medicating
- Algorithms: Three
- Paranoid/suspiciousness, mild thought disorder, hallucinations,
dissociation
- Depressed/angry/anxious/labile mood
- Impulsive aggression, self-injurious behavior, binges
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- Acting out – first interpret, then set limits
- The threat of drop-out
- Suicide and parasuicide
- Eating disorders, substance abuse, antisocial behavior – all need
containment, “extra” frame
- Erotization
- Affect storms – overt and silent
- Paranoid regression/micro-psychotic episodes
- Dissociative reactions – a form of splitting
- Severe hatred in the transference: syndrome of arrogance
- Psychopathic transferences
- Hospitalizations
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- The patient’s comments indicate reflection on and exploration of
therapist’s interventions
- The patient is able to accept the interpretation of primitive defense
mechanisms
- The patient can contain and tolerate the awareness of his hatred
- The patient can tolerate fantasies and the development of a transitional
space
- The working through of the pathological grandiose self
- The evolution of predominant transferences
- The patient can experience guilt and enter into the depressive position
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- Containment
- In the context of growing attachment between patient and therapist
- With deepening in the exploration of the nature of attachment between
the two
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- Sets frame via contract Experiences safe haven to express
self
- ↓
- Expression of affect
includes actions and
- interactions based on
implicit OR dyads
- Observes the action without judging or reacting
- Tries to understand/explicate the OR underlying the actions, using
- 1 – Clarification
- 2 - Confrontation
- 3 – Interpretation Increases reflection
- (these appeal for reflection &
- address obstacles to it)
- Further reflection,
with Progress toward
- increased
contextualization integration
- Increased modulation
of affects
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- Setting of the treatment contract
- Priority given to a focus on destruction of self and the treatment
- Articulating and tolerating feelings that previously would have lead to
action
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- Continuation in treatment
- Reduction in suicidal behavior
- Improvement in general functioning
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- Significant r (.64) between therapist contribution to contract and
length of treatment (LOT)
- Significant r (.48) between therapist understanding and involvement
(CALPAS) and LOT
- Significant r (-.51) between patient impulsivity and LOT
- (from Yeomans et al., 1994)
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- Frequency (2 times a week) of sessions fosters attachment
- Alliance with part of patient that wants to improve
- Focus on the transference, both positive and negative
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- Regular attendance at TFP sessions: only 19% dropped-out of treatment
- Reduction in hospitalization and emergency room visits for routine care
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- Interpretation in the here-and-now interaction between therapist and
patient
- Experience, observation, and interpretation of separation at the end of
sessions, vacations, termination
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- Changes in current conceptualization of early attachment figures (AAI)
- Changes in mentalization (AAI)
- Development in conceptualization of therapist (PTAAI)
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- Coherence
- Resolution of trauma and loss
- Reflective Function
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- On the AAI:
- Individuals are asked to describe parents generally and to give 5
adjectives with specific examples to (episodic memories) to back up
general descriptions
- Individuals are asked what parents did when they were upset, ill, or in
distress
- Individuals are asked to reflect on the impact of early experience on
current adult personality functioning
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- The AAI:
- “surprise the unconscious”
- provides numerous opportunities for the speaker to elaborate upon,
contradict or fail to support previous statements
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- Coherence
- Quality—truthful, i.e., evidence for what was presented
- Quantity—succinct, and yet complete
- Relation—relevant to the topic at hand
- Manner—clear and orderly
- Rated on 9 point scale, from 1
to 9, with 1= low
coherence and 9 =high coherence
- Score of 5 = cut-off for secure attachment
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- The social cognitive and affective process of interpreting or making
sense of behavior in oneself and others in terms of intentional mental
states, such as desires, feelings, and beliefs.
- The capacity to reflect upon one’s own experience, whatever his or her
attachment status.
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- Thoughts, feelings, and events are not seen concretely or experienced
literally as a rigid reality, but are experienced implicitly and
sometimes explicitly as symbolic representations of experience, which
one has some control over (i.e., One can shift one’s attention or think
differently about an event).
- Events remain in perspective and lose their re-traumatizing capacity.
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126
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- -1 Negative
- Rejection, totally barren, grossly distorted, overly concrete,
unintegrated, or inappropriate RF
- 1 Disavowal, distorted/self-serving
- 3 Naive simplistic or
over-analytic/hyperactive
- 5 Ordinary or inconsistent
- model of mind is fairly coherent, but somewhat one dimensional or
simplistic
- 7 Marked
- 9 Exceptional
- unusually complex, elaborate or original reasoning about mental states
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127
|
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128
|
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129
|
- What are the mechanisms of action in psychotherapy that result in
behavioral, phenomenological, and structural change?
- How do these changes in psychological structure relate to symptom
changes?
- What are the long-term implications of structural change for maintaining
treatment gains?
- Ken Howard distinguished between
- Remoralization, remediation, and rehabilitation
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